Donald L. Haisman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Leo Haisman, CFP®, who also goes by Don Haisman, Donald L Haisman, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1975. Donald had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
June 16, 2015 - July 1, 2021
CARNEGIE INVESTMENT COUNSEL
December 13, 2010 - June 3, 2011
SECURITIES SERVICE NETWORK, LLC
July 11, 2003 - December 20, 2018
HAISMAN WEALTH MANAGEMENT, INC.
July 7, 1994 - December 31, 2008
SECURITIES SERVICE NETWORK, LLC
November 23, 1993 - August 2, 1994
SECURITIES AMERICA, INC.
October 30, 1989 - November 27, 1993
SECURITIES SERVICE NETWORK, LLC
July 7, 1981 - November 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 17, 1975 - September 8, 1981
AMERICAN EXPRESS FINANCIAL CORPORATION
June 17, 1975 - February 14, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
June 17, 1975 - February 14, 1982
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/7/1975
Registered Representative ExaminationCurrent Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
