Byram E. Dickes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byram Enlow Dickes was a registered financial professional .
Byram is a previously registered financial professional and started their career in finance in 1975. Byram had worked at 2 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1990 - April 6, 2001
CHASE FRANKLIN CORPORATION
June 12, 1975 - December 23, 1988
CHASE FRANKLIN CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 3/19/1975
Financial Principal ExaminationSeries 00
Date: 3/19/1975
General Securities Principal ExaminationCurrent Firm
CHASE FRANKLIN CORPORATION
CRD#: 27052 / SEC#: , 8-42843
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOTTUM, EDWARD STEWART | DIRECTOR | |
| DICKES, BYRAM ENLOW | PRESIDENT | 808769 |
| MCLAGAN, CHARLES BRUCE | VICE PRESIDENT | |
| SMITH, FORREST SAMUEL | SECRETARY | |
| VANDENBROEK, ALBERTUS WILLIBRORD | TREASURER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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