Gerard J. Reimond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard John Reimond was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1975. Gerard had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1992 - October 7, 2022
COOPER MALONE MCCLAIN, INC.
May 5, 1989 - June 11, 1990
LPL FINANCIAL LLC
September 18, 1987 - May 2, 1989
BEECROFT, COLE & COMPANY, INC.
October 21, 1983 - August 31, 1987
BLUNT ELLIS & LOEWI INCORPORATED
November 2, 1981 - October 18, 1983
B.C. CHRISTOPHER SECURITIES CO.
June 9, 1975 - October 30, 1981
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/3/1975
Registered Representative ExaminationCurrent Firm
COOPER MALONE MCCLAIN, INC.
CRD#: 18637 / SEC#: , 8-36959
Contact information
Disclosures
| Regulatory Event | 3 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
