Kevin B. Plain

GRADIENT ADVISORS

Seymour, MO 65746

Some features on this profile are disabled

CRD#: 8085885

Professional summary

Kevin Blake Plain, who also goes by Kevin Plain, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Seymour, Missouri.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Kevin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Kevin Plain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Blake Plain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2026 - Present

GRADIENT ADVISORS, LLC

Office #1: 301 State Highway C Suite 1a, Seymour, MO 65746

RIA

CRD#: 152665

Seymour, MO

Past

February 23, 2026 - September 11, 2026

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Seymour, MO

Past

February 23, 2026 - September 11, 2026

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

Seymour, MO

Past

June 24, 2025 - February 27, 2026

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ST LOUIS, MO

Past

May 23, 2025 - February 27, 2026

LPL ENTERPRISE, LLC

CRD#: 8733

ST LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 6/24/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 5/23/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 4/4/2025

Securities Industry Essentials Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

173

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 03-2026 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	2,152
AUM (Assets Under Management)	$ 289,253,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jody Schilling

EDWARD JONES

IAR

OCALA, FL

Vincent Decrow

RISE INVESTMENT MANAGEMENT, LLC

IAR

CHICAGO, IL

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin B. Plain

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Blake Plain's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/24/2025

Series 7TO

Passed: 5/23/2025

SIE

Passed: 4/4/2025

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors