AG
Alexis Gonzalez
HAYES WEALTH ADVISORS
Greenville, SC
Some features on this profile are disabled
CRD#: 8085567
AG
Professional summary
Alexis Gonzalez is a registered financial advisor currently at HAYES WEALTH ADVISORS, LLC located in Greenville, South Carolina.
Alexis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Alexis has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexis Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2025 - Present
HAYES WEALTH ADVISORS, LLC
RIA
CRD#: 299807
Greenville, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAYES WEALTH ADVISORS, LLC
HAYES WEALTH ADVISORS, LLC
CRD#: 299807 / SEC#: 801-132559
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)California
Registered Investment Advisory firm - (11/15/2022 Approved)Colorado
Registered Investment Advisory firm - (9/25/2023 Approved)Georgia
Registered Investment Advisory firm - (3/15/2019 Approved)Illinois
Registered Investment Advisory firm - (9/12/2025 Terminated)Louisiana
Registered Investment Advisory firm - (11/9/2020 Approved)Michigan
Registered Investment Advisory firm - (3/8/2023 Approved)North Carolina
Registered Investment Advisory firm - (11/18/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/24/2022 Approved)Texas
Registered Investment Advisory firm - (4/13/2022 Approved)Virginia
Registered Investment Advisory firm - (12/19/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(4/29/2025)
Current Firm
HAYES WEALTH ADVISORS, LLC
HAYES WEALTH ADVISORS, LLC
CRD#: 299807 / SEC#: 801-132559
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)California
Registered Investment Advisory firm - (11/15/2022 Approved)Colorado
Registered Investment Advisory firm - (9/25/2023 Approved)Georgia
Registered Investment Advisory firm - (3/15/2019 Approved)Illinois
Registered Investment Advisory firm - (9/12/2025 Terminated)Louisiana
Registered Investment Advisory firm - (11/9/2020 Approved)Michigan
Registered Investment Advisory firm - (3/8/2023 Approved)North Carolina
Registered Investment Advisory firm - (11/18/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (6/24/2022 Approved)Texas
Registered Investment Advisory firm - (4/13/2022 Approved)Virginia
Registered Investment Advisory firm - (12/19/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Sandy Springs, GA
Mailing Address
Phone number
(404) 905-7489
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 658 |
| AUM (Assets Under Management) | $ 102,109,317 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
