George M. Groome
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Morrow Groome, who also goes by George Morrow Groome, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1975. George had worked at 8 firms and has passed the Series 66, Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2017 - December 31, 2017
VALMARK ADVISERS, INC.
July 10, 2017 - August 16, 2021
VALMARK SECURITIES, INC.
June 14, 2007 - August 24, 2021
COLTON GROOME FINANCIAL ADVISORS, LLC
January 21, 2004 - December 31, 2016
VALMARK ADVISERS, INC.
January 2, 2004 - December 31, 2016
VALMARK SECURITIES, INC.
December 31, 2001 - December 31, 2003
NEW ENGLAND SECURITIES
February 9, 1995 - October 21, 1998
MUTUAL SERVICE CORPORATION
May 16, 1994 - December 31, 1994
MUTUAL SERVICE CORPORATION
March 12, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 12, 1986 - June 4, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 12, 1986 - June 4, 1994
OSAIC FA, INC.
June 13, 1975 - December 31, 2003
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 6/9/1975
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
