Nguyen H. Do

SANDRO WEALTH MANAGEMENT

NEW YORK, NY 10022

CRD#: 8085038

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Professional summary

Nguyen Huy Phat Do is a registered financial advisor currently at SANDRO WEALTH MANAGEMENT LLC located in New York, New York.

Nguyen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nguyen has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nguyen Huy Phat Do's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2025 - Present

SANDRO WEALTH MANAGEMENT LLC

Office #1: 535 5th Ave 4th Floor, New York, NY 10022

RIA

CRD#: 332113

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/28/2025

Securities Industry Essentials Examination

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

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Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nguyen H. Do

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nguyen Huy Phat Do's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDRO WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2025

SIE

Date: 3/28/2025

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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