Jeffrey P. Bohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Phillip Bohl was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1975. Jeffrey had worked at 8 firms and has passed the Series 63, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1986 - September 8, 1989
JEFFERSON INTERNATIONAL INVESTMENT COMPANY
January 24, 1984 - October 28, 1985
FIRST AFFILIATED SECURITIES, INC.
October 11, 1982 - December 16, 1983
UBS FINANCIAL SERVICES INC.
November 20, 1981 - November 17, 1982
MORGAN STANLEY DW INC.
November 24, 1980 - April 16, 1985
MONTANO SECURITIES CORPORATION
June 2, 1975 - November 21, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
June 2, 1975 - November 21, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
June 2, 1975 - November 21, 1976
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/19/1975
Registered Representative ExaminationCurrent Firm
JEFFERSON INTERNATIONAL INVESTMENT COMPANY
CRD#: 17230 / SEC#: , 8-34928
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
