Charles O. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Orlen Price, who also goes by Chuck Price, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1975. Charles had worked at 14 firms and has passed the Series 66, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2013 - November 18, 2020
PRICE FINANCIAL GROUP WEALTH MANAGEMENT
January 31, 2005 - March 4, 2013
FSC SECURITIES CORPORATION
June 17, 2004 - March 4, 2013
FSC SECURITIES CORPORATION
October 28, 1994 - June 17, 2004
EDWARD JONES
May 30, 1992 - November 1, 1994
BA INVESTMENT SERVICES, INC.
March 13, 1991 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
November 22, 1989 - March 11, 1991
UNITED PACIFIC FINANCIAL SERVICES, INC.
February 24, 1989 - November 29, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
July 21, 1987 - March 2, 1989
INVEST FINANCIAL CORPORATION
January 16, 1987 - June 27, 1987
CAPITAL BROKERAGE CORPORATION
May 3, 1985 - January 27, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 8, 1984 - March 29, 1985
FSC SECURITIES CORPORATION
October 5, 1983 - June 1, 1984
LPL FINANCIAL LLC
June 9, 1983 - October 17, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
February 18, 1982 - December 5, 1983
PRUCO SECURITIES, LLC.
October 18, 1976 - March 11, 1983
VERAVEST INVESTMENTS, INC.
June 2, 1975 - December 5, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/23/1975
Registered Representative ExaminationCurrent Firm
PRICE FINANCIAL GROUP WEALTH MANAGEMENT
CRD#: 164129 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
