Steven R. Sheldon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven R Sheldon, who also goes by Steven Robert Sheldon, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2000 - March 20, 2008
ALPINE PARTNERS, L.P.
December 14, 1998 - January 10, 2008
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
April 1, 1996 - October 20, 1997
CIBC WORLD MARKETS CORP.
July 18, 1994 - March 12, 1996
J.P. MORGAN SECURITIES LLC
October 13, 1992 - July 18, 1994
M. J. WHITMAN, INC.
April 3, 1991 - September 17, 1992
ANGLO-AMERICAN INVESTOR SERVICES CORP.
October 10, 1990 - March 27, 1991
RINFRET SECURITIES, INC.
October 3, 1988 - June 9, 1989
BHF SECURITIES CORPORATION
May 1, 1987 - September 21, 1988
GOVERNMENT SECURITIES DEALERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPINE PARTNERS, L.P.
CRD#: 43424 / SEC#: , 8-50269
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PENSION HOSPITALIZATION AND BENEFIT PLAN OF THE ELECTRICAL INDUSTRY | LIMITED PARTNER | |
| VOELL FAMILY LLC | LIMITED PARTNER | |
| ALPINE ASSOCIATES MANAGEMENT INC. | GENERAL PARTNER | 138901 |
| ECKERT, VICTORIA MCGOWAN | CHIEF EXECUTIVE OFFICER | 451321 |
| MASON, TODD J. | CHIEF COMPLIANCE OFFICER | 4125471 |
| POST, GERALD JAY | CHIEF FINANCIAL OFFICER | 3096126 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
