Ebrahim M. Zanzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ebrahim Mumbai Zanzi, who also goes by Abe Zanzi, Ebrahim Zanzi, Ebrahim S Zanzibarwala, Ebrahim Zanzibarwala, was a registered financial professional .
Ebrahim is a previously registered financial professional and started their career in finance in 1975. Ebrahim had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 1, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2014 - December 31, 2015
WORLD INVESTMENTS, LLC
January 6, 2012 - May 30, 2013
PARK AVENUE SECURITIES LLC
July 20, 2011 - December 15, 2011
FORESTERS EQUITY SERVICES, INC.
March 5, 2009 - July 11, 2011
SIGNATOR INVESTORS, INC.
August 1, 2008 - January 8, 2009
NATIONWIDE SECURITIES, LLC
February 13, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
April 3, 2007 - February 13, 2008
ALLSTATE FINANCIAL SERVICES, LLC
April 15, 2005 - March 22, 2007
FORESTERS EQUITY SERVICES, INC.
August 13, 2003 - May 3, 2005
NEW ENGLAND SECURITIES
July 31, 2002 - July 21, 2003
EQUITABLE ADVISORS, LLC
June 25, 2002 - July 21, 2003
EQUITABLE ADVISORS, LLC
May 1, 2001 - July 8, 2002
MONY SECURITIES CORPORATION
October 25, 1999 - May 10, 2001
PRUDENTIAL EQUITY GROUP, LLC
December 10, 1996 - June 3, 1999
PRUCO SECURITIES, LLC.
August 12, 1993 - November 6, 1996
1717 CAPITAL MANAGEMENT COMPANY
April 9, 1984 - June 30, 1993
NYLIFE SECURITIES LLC
August 25, 1980 - July 26, 1981
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 25, 1980 - September 17, 1981
MONY SECURITIES CORPORATION
May 28, 1975 - August 30, 1979
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/20/1975
Registered Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
