William Henry Metz
Professional Summary
William Henry Metz, who also goes by William H Metz, is a registered financial advisor currently at FELTL ADVISORS located in Chicago, Illinois and FELTL & COMPANY located in Plymouth, Minnesota. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. William has worked at 17 firms and has passed the Series 65, Series 63, SIE, PC, Series 7 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William H Metz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
51 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FELTL ADVISORS | FELTL ADVISORS, LLC
Contact Information
Main Address
One Carlson Parkway North Suite 225, Plymouth, MN 55447Phone Number
(612) 492-8800# of Employees
15SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
563AUM (Assets Under Management)
$165,615,748Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FELTL ADVISORS | FELTL ADVISORS, LLC
State Registrations and Notice Filings
(12/18/2012)
(12/13/2012)
(11/26/2012)
(7/18/2013)
(11/23/2012)
(11/27/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Feb 1991Series 1 — Registered Representative Examination
Passed May 1975SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Henry Metz's CRS (Customer Relationship Summary).
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