Xiaochen Zhang
Professional summary
Xiaochen Zhang, who also goes by Sheldon Zhang, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Milpitas, California.
Xiaochen is registered as a RR (Registered Representative) and started their career in finance in 2025. Xiaochen has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xiaochen Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2025 - Present
UPMARKET SECURITIES LLC
Office #1: 1525 Mccarthy Boulevard #1000, Milpitas, CA 95035Office #2: 530 Technology Drive Suite 100 & 200, Irvine, CA 92618State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2025)
(1/14/2026)
(3/9/2026)
Exams
Series 7TO
Date: 8/8/2025
General Securities Representative ExaminationFINRA
Current Firm
UPMARKET SECURITIES LLC
CRD#: 295634 / SEC#: , 8-70120
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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