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BS

Benjamin Smith

PRAXESS ADVISORS
Nashville, TN 37203
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CRD#: 8082490
BS

Professional summary


Benjamin Smith, who also goes by Ben Smith, is a registered financial advisor currently at PRAXESS ADVISORS, LLC located in Nashville, Tennessee and PRAXESS SECURITIES, LLC located in Nashville, Tennessee.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Benjamin has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ben Smith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Benjamin Smith's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 30, 2025 - Present

PRAXESS ADVISORS, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203
RIA
CRD#: 328304
Nashville, TN
Current

May 28, 2025 - Present

PRAXESS SECURITIES, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203Office #2: 3102 West End Avenue Suite 400, Nashville, TN 37203
BD
CRD#: 326036
Nashville, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(6/2/2025)
IAR
Tennessee
(9/30/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/22/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2025
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PA
PRAXESS ADVISORS, LLC
PRAXESS ADVISORS, LLC

CRD#: 328304 / SEC#:

Tennessee
Registered Investment Advisory firm - (1/1/2024 Approved)
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Contact information


Main Address
3102 West End Avenue Suite 400, Nashville, TN 37203
Mailing Address
Phone number
(314) 308-6689
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


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Company Information


PRAXESS ADVISORS, LLC

CRD#: 328304Nashville, TN 37203

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