Weston J. Wellington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Weston Jeffers Wellington, who also goes by Weston J Wellington, was a registered financial professional .
Weston is a previously registered financial professional and started their career in finance in 1975. Weston had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - July 1, 2026
DIMENSIONAL FUND ADVISORS LP
April 26, 1995 - July 1, 2026
DFA SECURITIES LLC
December 16, 1989 - March 2, 1995
LPL FINANCIAL LLC
November 9, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
October 10, 1985 - September 11, 1986
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
June 14, 1984 - October 10, 1985
MCGRAW,VALEO & CO., INC.
November 13, 1979 - May 1, 1984
CITIGROUP GLOBAL MARKETS INC.
September 16, 1977 - December 25, 1979
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
May 22, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationCurrent Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
