Weston J. Wellington
Professional summary
Weston Jeffers Wellington, who also goes by Weston J Wellington, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.
Weston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Weston has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Weston Jeffers Wellington's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2015 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746April 26, 1995 - Present
DFA SECURITIES LLC
Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746December 16, 1989 - March 2, 1995
LPL FINANCIAL LLC
November 9, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
October 10, 1985 - September 11, 1986
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
June 14, 1984 - October 10, 1985
MCGRAW,VALEO & CO., INC.
November 13, 1979 - May 1, 1984
CITIGROUP GLOBAL MARKETS INC.
September 16, 1977 - December 25, 1979
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
May 22, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationFINRA
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
