Jonathan Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Meyers was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1975. Jonathan had worked at 11 firms and has passed the PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - October 10, 2013
INDEPENDENT INVESTMENT BANKERS, CORP.
August 17, 2007 - December 14, 2012
CARIS & COMPANY, INC.
February 24, 2004 - August 22, 2007
W.R. HAMBRECHT + CO., LLC
January 8, 2004 - February 24, 2004
CONSOR ADVISORS LLC
July 25, 1994 - January 22, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
October 13, 1992 - May 11, 1994
NEEDHAM & COMPANY, LLC
April 28, 1989 - December 10, 1990
UBS FINANCIAL SERVICES INC.
July 9, 1979 - March 21, 1989
LEHMAN BROTHERS INC.
January 18, 1978 - July 9, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
May 22, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/23/1977
AMEX Put and Call ExamCurrent Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
