Gregory C. Donaldson

DONALDSON CAPITAL MANAGEMENT LLC

Evansville, IN 47708

Some features on this profile are disabled

CRD#: 808195

Professional summary

Gregory C Donaldson is a registered financial advisor currently at DONALDSON CAPITAL MANAGEMENT LLC located in Evansville, Indiana.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Gregory has worked at 4 firms and has passed the Series 7, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory C Donaldson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 1999 - Present

DONALDSON CAPITAL MANAGEMENT LLC

Office #1: 20 Northwest First Street Fifth Floor, Evansville, IN 47708

RIA

CRD#: 106131

Evansville, IN

Past

July 14, 1995 - April 28, 2003

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

May 4, 1981 - July 14, 1995

RAFFENSPERGER, HUGHES & CO., INC.

CRD#: 699

INDIANAPOLIS, IN

Past

May 27, 1975 - May 24, 1981

TRAUB AND COMPANY, INC.

CRD#: 4904

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DONALDSON CAPITAL MANAGEMENT LLC

CRD#: 106131 / SEC#: 801-48479

RIA

Registered Investment Advisory firm - (2/10/1995 Approved)

Indiana

Registered Investment Advisory firm - (5/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/3/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 5/17/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/2/1982

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 9/26/1978

Registered Principal Examination

Current Firm

DONALDSON CAPITAL MANAGEMENT LLC

CRD#: 106131 / SEC#: 801-48479

RIA

Registered Investment Advisory firm - (2/10/1995 Approved)

Indiana

Registered Investment Advisory firm - (5/27/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20 Northwest First Street Fifth Floor, Evansville, IN 47708

Mailing Address

Phone number

(812) 421-3211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCM PART 2 WRAP BROCHURE (3/24/2025)

DONALDSON CAPITAL MANAGEMENT FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,742
AUM (Assets Under Management)	$ 3,096,851,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Anderson

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Newburgh, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory C. Donaldson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory C Donaldson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DONALDSON CAPITAL MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

RAFFENSPERGER, HUGHES & CO., INC.

TRAUB AND COMPANY, INC.

Primary Firm SEC Registration

DONALDSON CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 5/17/1975

Series 4

Date: 4/2/1982

Series 40

Date: 9/26/1978

Current Firm

DONALDSON CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DONALDSON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors