Maxwell S. King
Professional summary
Maxwell Scott King, who also goes by Max Scott King, is a registered financial advisor currently at ROGERS FINANCIAL ADVISORY GROUP, LLC located in Greenville, South Carolina and OSAIC WEALTH, INC. located in Greenville, South Carolina.
Maxwell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Maxwell has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 51 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maxwell Scott King's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2025 - Present
ROGERS FINANCIAL ADVISORY GROUP, LLC
Office #1: 7 Boyce Avenue, Greenville, SC 29601May 22, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 7 Boyce Avenue, Greenville, SC 29601State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2025)
(11/19/2025)
Exams
Series 7TO
Date: 5/22/2025
General Securities Representative ExaminationFINRA
Current Firm
ROGERS FINANCIAL ADVISORY GROUP, LLC
CRD#: 130223 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 35,677,594 |
Red Flags
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Company Information
ROGERS FINANCIAL ADVISORY GROUP, LLC
CRD#: 130223Greenville, SC 29601TRUST BUT VERIFY
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