William L. Tatro
Professional summary
William Lewis Tatro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1975. Prior to being barred, William had worked at 7 firms, which includes BILTMORE WEALTH ADVISERS LLC, FIRST ALLIED SECURITIES INC., WALNUT STREET SECURITIES INC., NATHAN & LEWIS SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, BACHE HALSEY STUART INC., MERRILL LYNCH PIERCE FENNER & SMITH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2007 - August 13, 2012
BILTMORE WEALTH ADVISERS, LLC
November 17, 2003 - September 9, 2010
FIRST ALLIED SECURITIES, INC.
August 1, 2003 - November 19, 2003
WALNUT STREET SECURITIES, INC.
February 11, 1991 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
September 16, 1977 - February 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 14, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
May 22, 1975 - October 13, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Exams
PC
Date: 6/13/1977
AMEX Put and Call ExamCurrent Firm
BILTMORE WEALTH ADVISERS, LLC
CRD#: 136745 / SEC#: 801-64693
Contact information
Red Flags
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