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JG

Jose A. Gonzalez

WHITE PLAINS, NY 10601-1717
Some features on this profile are disabled
CRD#: 8081017
JG
Jose Alejandro Gonzalez

Professional summary


Jose Alejandro Gonzalez, who also goes by Jose A Gonzalez, was a registered financial professional .

Jose is registered as a RR (Registered Representative) and started their career in finance in 2026. Jose had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Aliases


Jose A Gonzalez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2026 - Present

Office #1: 170 Hamilton Avenue, Suite 210, White Plains, NY 10601-1717
WHITE PLAINS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/23/2026)

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 5/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 6/22/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 11/17/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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