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RC

Robert B. Clark

SELKIRK INVESTMENTS
Spokane, WA 99201
Some features on this profile are disabled
CRD#: 808082
RC

Professional summary


Robert Barstow Clark, who also goes by Robert B Clark, is a registered financial professional currently at SELKIRK INVESTMENTS, INC. located in Spokane, Washington.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1975. Robert has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 2, Series 14, Series 27 and Series 54FN exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert B Clark

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Barstow Clark's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 1988 - Present

SELKIRK INVESTMENTS, INC.

Office #1: 421 W. Riverside Ave Suite 1020b, Spokane, WA 99201Office #2: 421 W Riverside Suite 1020 B, Spokane, WA 99201-0409
BD
CRD#: 13854
Spokane, WA
Past

March 22, 1983 - April 27, 1988

DM BLACK & COMPANY, INC. OF WASHINGTON

BD
CRD#: 13328
Past

January 13, 1976 - January 17, 1978

NORTHWEST SECURITIES INC.

BD
CRD#: 6402
Past

May 6, 1975 - February 1, 1976

PETERSON & COMPANY, INC.

BD
CRD#: 5026

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/1/2017)
RR
Arizona
(4/29/2005)
RR
California
(2/6/1989)
RR
Colorado
(10/27/1997)
RR
Florida
(9/12/1994)
RR
Georgia
(3/28/2014)
RR
Idaho
(2/8/1989)
RR
Illinois
(8/29/1991)
RR
Indiana
(11/12/2025)
RR
Massachusetts
(9/10/2007)
RR
Michigan
(5/9/2011)
RR
Minnesota
(6/9/2025)
RR
Montana
(2/16/1989)
RR
Nevada
(5/18/1998)
RR
New Jersey
(4/19/2012)
RR
New Mexico
(7/11/2012)
RR
Oregon
(5/4/1989)
RR
Tennessee
(6/9/2023)
RR
Texas
(9/2/2016)
RR
Washington
(12/2/1988)

Exams


State Security Law Exam
RR
Series 63
Date: 8/6/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 3/22/1973
Non-Member General Securities Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 54FN
Date: 8/25/1979
Municipal Securities Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SI
SELKIRK INVESTMENTS, INC.
CAPITAL SECURITIES DISCOUNT BROKERAGE (RETAIL DIV)/MCNEICE AND C | SELKIRK INVESTMENTS, INC. | PORTFOLIO MANAGEMENT & SECURITIES, INC. | MCNEICE AND COMPANY | EMPIRE SECURITIES INCORPORATED OF WASHINGTON

CRD#: 13854 / SEC#: , 8-24054

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
421 W Riverside Suite 1020 B, Spokane, WA 99201-0409
Mailing Address
421 W Riverside Suite 1020 B, Spokane, WA 99201-0409
Phone number
(509) 777-2900
Established
Washington since 06/29/1979
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EMPIRE FINANCIAL GROUPOWNER
CLARK, ROBERT BARSTOWSECRETARY808082
CLARK, ROBERT BARSTOWPRESIDENT, CFO, CCO808082

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SELKIRK INVESTMENTS, INC.

CRD#: 13854Spokane, WA 99201

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