Terrence L. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Leslie Hansen JR, who also goes by Terrence L Hansen Jr, Terry Hansen, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1975. Terrence had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1995 - December 20, 1995
INTERMOUNTAIN FINANCIAL SERVICES, INC.
January 13, 1988 - April 1, 1995
RICHARDS INVESTMENTS
March 4, 1986 - December 31, 1987
CETERA WEALTH SERVICES, LLC
November 18, 1976 - March 21, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 20, 1975 - February 7, 1976
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/17/1975
Registered Representative ExaminationCurrent Firm
INTERMOUNTAIN FINANCIAL SERVICES, INC.
CRD#: 15386 / SEC#: , 8-32109
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
