Joseph A. Reaves

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CRD#: 807614

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Albert Reaves JR, who also goes by Joe Reaves, Joseph Albert Reaves, Joseph A Reaves, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1975. Joseph had worked at 21 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Reaves | Joseph Albert Reaves | Joseph A Reaves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 12, 2025 - November 17, 2025

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

NEW YORK, NY

Past

March 11, 2024 - April 30, 2024

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

ST. PETERSBURG, FL

Past

January 4, 2023 - November 28, 2023

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

June 7, 2022 - October 24, 2022

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

January 11, 2016 - May 11, 2022

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

March 18, 2011 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

May 22, 2007 - April 12, 2010

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

January 9, 2007 - May 23, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

June 7, 2005 - July 6, 2006

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

February 15, 2005 - April 13, 2005

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 14, 2003 - November 20, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 11, 1998 - May 27, 2003

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

July 30, 1991 - March 18, 1997

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

November 10, 1988 - May 7, 1991

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

BOSTON, MA

Past

March 6, 1985 - December 26, 1986

CALVIN BULLOCK, LTD.

CRD#: 133

Past

August 16, 1984 - June 19, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

November 3, 1982 - July 24, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Past

February 18, 1982 - October 21, 1982

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

May 12, 1980 - February 3, 1982

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

May 12, 1980 - February 3, 1982

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

May 12, 1980 - February 3, 1982

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

April 24, 1979 - June 15, 1980

MORGAN STANLEY DW INC.

CRD#: 7556

Past

April 4, 1979 - June 19, 1979

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

April 4, 1979 - June 19, 1979

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

April 4, 1979 - June 19, 1979

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

April 3, 1978 - September 10, 1978

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

May 6, 1975 - March 28, 1978

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

May 6, 1975 - March 28, 1978

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1978

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/28/1975

Registered Representative Examination

Current Firm

ALT FUND DISTRIBUTORS LLC

ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

140 East 45th Street Suite 15 B, New York, NY 10017

Mailing Address

140 East 45th Street Suite 15 B, New York, NY 10017

Phone number

(646) 757-8062

Established

Colorado since 12/18/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MFUND DISTRIBUTORS LLC	OWNER
MEEHAN, KEVIN PATRICK	CCO, FINOP	4652695
MILDER, LARRY IRWIN	CEO	1306646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Reaves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

MCG SECURITIES LLC

FNEX CAPITAL, LLC

FNEX CAPITAL, LLC

MIDAMERICA FINANCIAL SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

TRANSAMERICA CAPITAL, LLC

EVERLAKE DISTRIBUTORS, LLC

NYLIFE SECURITIES LLC

LPL FINANCIAL LLC

BLACKROCK INVESTMENTS, LLC

BNY MELLON SECURITIES CORPORATION

EATON VANCE DISTRIBUTORS, INC.

CALVIN BULLOCK, LTD.

E. F. HUTTON & COMPANY INC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

MORGAN STANLEY DW INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

CITIGROUP GLOBAL MARKETS INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/1992

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1978

Series 1

Date: 4/28/1975

Current Firm

ALT FUND DISTRIBUTORS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALT FUND DISTRIBUTORS LLC

TRUST BUT VERIFY

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