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MM

Mitchell C. Murray

CHAFFE SECURITIES
NEW ORLEANS, LA 70170-1410
CRD#: 8075940
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MM
Mitchell Clair MurrayCHAFFE SECURITIES

Professional summary

Mitchell Clair Murray, who also goes by Mitchell Murray, is a registered financial professional currently at CHAFFE SECURITIES, INC. located in New Orleans, Louisiana.

Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2025. Mitchell has worked at 1 firm and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mitchell Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchell Clair Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2025 - Present

CHAFFE SECURITIES, INC.

Office #1: 201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410
BD
CRD#: 152172
NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(8/21/2025)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 8/21/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/16/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHAFFE SECURITIES, INC.
CHAFFE SECURITIES, INC.

CRD#: 152172 / SEC#: , 8-68433

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410
Mailing Address
201 St. Charles Avenue Suite 1410, New Orleans, LA 70170-1410
Phone number
(504) 524-1801
Established
Louisiana since 10/13/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHAFFE & ASSOCIATES, INC.SOLE MEMBER
CLAIBORNE, VANESSA BROWNDIRECTOR/VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP1783779
KOWALSKI, DEIRDRE PATTENCHIEF COMPLIANCE OFFICER1357509
LE BRETON, GLADYS FENNER GAYCHIEF OPERATING OFFICER1783781
SCHMIDT, MICHAEL HUGOPRESIDENT5450650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CHAFFE SECURITIES, INC.

CRD#: 152172New Orleans, LA 70170-1410

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