William J. Schurmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Schurmann, who also goes by Bill Schurmann, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2013 - August 3, 2015
WILLOW COVE INVESTMENT GROUP, INC.
September 21, 2009 - March 14, 2013
R.W. TOWT & ASSOCIATES
May 10, 2007 - October 24, 2008
MISSION SECURITIES CORPORATION
December 18, 2006 - April 23, 2007
NEW ENGLAND SECURITIES
January 11, 2005 - January 17, 2007
MISSION SECURITIES CORPORATION
September 18, 2002 - March 18, 2003
BRECEK & YOUNG ADVISORS, INC.
July 16, 2002 - September 3, 2002
COINBASE CAPITAL MARKETS CORP
October 2, 1997 - May 18, 1998
CAMDEN FINANCIAL SERVICES
July 17, 1996 - April 24, 2002
AMERICAN PACIFIC SECURITIES, INC.
January 27, 1995 - March 10, 1995
J. A. OVERTON & CO., INC.
December 1, 1993 - July 16, 1996
EQUITY PROGRAMS CORPORATION
November 12, 1993 - November 29, 1993
ROSE SECURITIES CORPORATION
November 27, 1989 - December 18, 1990
TITAN/VALUE EQUITIES GROUP, INC.
January 2, 1987 - August 28, 1989
BRIARWOOD INVESTMENT COUNSEL
August 19, 1983 - April 14, 1988
VALUE EQUITIES CORPORATION
September 24, 1982 - September 21, 1983
LPL FINANCIAL LLC
January 21, 1980 - October 6, 1982
FIRST AFFILIATED SECURITIES, INC.
September 28, 1977 - January 31, 1979
FRANK HENJES & COMPANY, INC.
June 9, 1977 - December 8, 1977
FRANK C. TOBIN & COMPANY, INC.
March 31, 1977 - July 1, 1977
ELDREDGE & CO. INCORPORATED OF CALIFORIA
January 3, 1977 - March 8, 1977
AMERICAN PACIFIC SECURITIES CORPORATION
April 24, 1975 - January 3, 1977
J. C. BRADFORD & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/28/1977
Registered Principal ExaminationCurrent Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
