Craig Johnson
Professional summary
Craig Johnson, who also goes by Craig Russell Johnson, is a registered financial advisor currently at CAPE INVESTMENT ADVISORY, INC. located in Hanover, Maryland and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Hanover, Maryland.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Craig has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2026 - Present
CAPE INVESTMENT ADVISORY, INC.
Office #1: 1362 Mellon Road Ste 100, Hanover, MD 21076February 20, 2026 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 1362 Mellon Road Suite 100, Hanover, MD 21076Primary Firm SEC Registration
CAPE INVESTMENT ADVISORY, INC.
CRD#: 146384 / SEC#: 801-71349
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2026)
(7/22/2026)
Exams
Series 7TO
Date: 2/20/2026
General Securities Representative ExaminationFINRA
Current Firm
CAPE INVESTMENT ADVISORY, INC.
CRD#: 146384 / SEC#: 801-71349
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 402,413,992 |
Red Flags
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