Ronald V. Krizek
Professional summary
Ronald Victor Krizek, who also goes by Ronald V Krizek, is a registered financial professional currently at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located in Elm Grove, Wisconsin and M HOLDINGS SECURITIES, INC. located in Elm Grove, Wisconsin.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1983. Ronald has worked at 5 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Victor Krizek's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 1975 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Office #1: 500 Elm Grove Rd Ste 103, Elm Grove, WI 53122September 29, 2000 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 500 Elm Grove Rd. Ste 103, Elm Grove, WI 53122November 11, 1994 - October 17, 2000
MUTUAL SERVICE CORPORATION
January 24, 1983 - August 5, 1983
SIGNATOR INVESTORS, INC.
January 24, 1983 - August 15, 1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2002)
(4/3/2003)
(4/10/2024)
(7/29/2002)
(7/29/2002)
(3/21/2024)
(11/17/2010)
(1/8/2024)
(10/17/2000)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/23/1975
Registered Representative ExaminationFINRA
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Elm Grove, WI 53122TRUST BUT VERIFY
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