Dennis J. Kirkman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Jon Kirkman was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1975. Dennis had worked at 4 firms and has passed the Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1985 - January 7, 1987
FIRST EAGLE, INC.
December 19, 1984 - January 6, 1987
DEVANNEY, BURGIN, SHANACY, INC.
July 13, 1977 - March 21, 1978
FIRST FINANCIAL SECURITIES, INC.
May 2, 1975 - August 14, 1977
PITTMAN & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 4/25/1975
General Securities Principal ExaminationCurrent Firm
FIRST EAGLE, INC.
CRD#: 16509 / SEC#: , 8-34079
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
