Robert W. Scullen
BROOKSTONE CAPITAL MANAGEMENT LLC
Montgomery, AL
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CRD#: 807388
Professional summary
Robert Wallace Scullen, CFP®, who also goes by Bob Scullen, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Montgomery, Alabama.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 1, Series 24 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Scullen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROBERT W SCULLEN, INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, 114 N 8th ST. OPELIKA, AL 36801, NON-INVESTMENT RELATED, FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES,AGENT,20 HRS/MONTH AND 1 HR DURING SECURITY TRADING,SELL AND SERVICE LIFE INSURANCE, START - MAY 2002, DUTIES - SELL AND SERVICE POLICYHOLDERS.
DBA SCULLEN WEALTH MANAGEMENT SOLE PROPRIETORSHIP
CRS (Client Relationship Summary) - RIA
Click below to view Robert Wallace Scullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
February 2, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Montgomery, AL
Past
January 31, 2018 - January 31, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Pensacola, FL
Past
May 31, 2016 - February 1, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
OPELIKA, AL
Past
May 31, 2016 - February 1, 2018
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
OPELIKA, AL
Past
January 8, 2007 - May 31, 2016
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
BRENTWOOD, TN
Past
January 5, 2007 - May 31, 2016
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
BRENTWOOD, TN
Past
January 30, 2004 - December 31, 2006
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
FRANKLIN, TN
Past
October 1, 2002 - December 31, 2006
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
FRANKLIN, TN
Past
June 2, 1999 - October 15, 2002
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
FRANKLIN, TN
Past
January 7, 1994 - October 15, 2002
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 7, 1989 - February 13, 1991
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
BD
CRD#: 19612
WACO, TX
Past
April 4, 1986 - June 22, 1988
ASI FINANCIAL SERVICES, INC.
BD
CRD#: 8296
Past
December 6, 1985 - March 17, 1986
EN SOF SECURITIES CORPORATION
BD
CRD#: 13049
Past
June 7, 1985 - September 30, 1985
SCONCE, CRAFT AND ASSOCIATES
BD
CRD#: 15461
Past
September 26, 1984 - June 3, 1985
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Past
May 1, 1975 - August 10, 1984
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/18/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 12/13/1977
Registered Principal ExaminationCurrent Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
