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Philippe Ghanem

KLEON FINANCIAL
NEW YORK, NY 10038
CRD#: 8073610
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Philippe GhanemKLEON FINANCIAL

Professional summary


Philippe Ghanem is a registered financial professional currently at KLEON FINANCIAL, LLC located in New York, New York.

Philippe is registered as a RR (Registered Representative) and started their career in finance in 2025. Philippe has worked at 1 firm .

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Philippe Ghanem's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2025 - Present

KLEON FINANCIAL, LLC

Office #1: C/o Accounting & Compliance International 199 Water St. 9th Fl, New York, NY, 10038
BD
CRD#: 121537
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
New York Stock Exchange

Current Firm


KF
KLEON FINANCIAL, LLC
KLEON FINANCIAL, LLC | SOJOURNER SECURITIES, LLC

CRD#: 121537 / SEC#: , 8-65423

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
C/o Accounting & Compliance International 199 Water St. 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water St. 9th Fl, New York, NY, 10038
Phone number
(212) 306-1010
Established
North Carolina since 02/28/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
KLEON FINANCIAL HOLDINGS, INC.HOLDING COMPANY
CATANIA, NEIL MICHAELCHIEF EXECUTIVE OFFICER2719448
CLARKE, RICARDO CONSTANTINEFINOP/PFO/POO6253240
SMYTH, MICHAEL FRANCISCHIEF COMPLIANCE OFFICER1871779

Red Flags


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Company Information


KLEON FINANCIAL, LLC

CRD#: 121537New York, NY 10038

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