Jose L. Chavez Cuellar

KEYSTONE FINANCIAL GROUP

ATLANTA, GA 30328

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CRD#: 8072918

Professional summary

Jose L Chavez Cuellar is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, INC. located in Atlanta, Georgia.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jose has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose L Chavez Cuellar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2025 - Present

KEYSTONE FINANCIAL GROUP, INC.

Office #1: 6849 Peachtree Dunwoody Road Building A1, Atlanta, GA 30328

RIA

CRD#: 129301

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE FINANCIAL GROUP, INC.

KEYSTONE FINANCIAL GROUP, INC. | L&G FINANCIAL SERVICES, INC.

CRD#: 129301 / SEC#: 801-121415

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2018 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2025

Uniform Investment Adviser Law Examination

Current Firm

KEYSTONE FINANCIAL GROUP, INC.

KEYSTONE FINANCIAL GROUP, INC. | L&G FINANCIAL SERVICES, INC.

CRD#: 129301 / SEC#: 801-121415

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Alabama

Registered Investment Advisory firm - (12/5/2018 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

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Contact information

Main Address

6849 Peachtree Dunwoody Road Building A1, Atlanta, GA 30328

Mailing Address

Phone number

(770) 698-9816

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEYSTONE FINANCIAL GROUP, INC. ADV BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 199,587,555

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose L. Chavez Cuellar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose L Chavez Cuellar's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYSTONE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

KEYSTONE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2025

Current Firm

KEYSTONE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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