Philip D. Phillips
Professional summary
Philip Darr Phillips was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, Philip had worked at 6 firms, which includes IRON STREET SECURITIES INC., AMERICAN HEARTLAND INVESTMENTS INC., KETTLER & COMPANY, LEHMAN BROTHERS INC., SHEARSON HAYDEN STONE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2000 - April 1, 2005
IRON STREET SECURITIES INC.
August 2, 1990 - January 3, 2000
AMERICAN HEARTLAND INVESTMENTS INC.
May 6, 1985 - July 3, 1990
KETTLER & COMPANY
November 22, 1977 - August 23, 1984
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
April 24, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
State Registrations and Notice Filings
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Exams
Current Firm
IRON STREET SECURITIES INC.
CRD#: 46338 / SEC#: , 8-51387
Contact information
Documents
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