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Philip Darr Phillips

CRD# 807260·Registered 1975 - 2005
Barred: Philip Darr Phillips was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Philip Darr Phillips, who also goes by Phil Darr Phillips, Philip Darr Phillips Jr, was a registered financial advisor. Philip was a previously registered financial professional and started their career in finance 1975 - 2005. Philip had worked at 6 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phil Darr Phillips, Philip Darr Phillips Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

IRON STREET SECURITIES INC.·CRD# 46338
BD
Salina, KS
January 3, 2000 - April 1, 2005
AMERICAN HEARTLAND INVESTMENTS INC.·CRD# 19768
BD
Salina, KS
August 2, 1990 - January 3, 2000
KETTLER & COMPANY·CRD# 10530
BD
Chicago, IL
May 6, 1985 - July 3, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 22, 1977 - August 23, 1984
SHEARSON HAYDEN STONE INC.·CRD# 7295
BD
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.·CRD# 6774
BD
April 24, 1975 - November 17, 1976

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Current Firm

IS
IRON STREET SECURITIES INC.

IRON STREET SECURITIES INC.

CRD#: 46338 / SEC#: 8-51387
BD
Terminated by SEC on 10/15/2006

Contact Information

Established

Kansas since 07/30/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HAMMAN, ROBERT LEECHIEF COMPLIANCE OFFICER (CCO)827526
HAMMAN, ROBERT LEEPRESIDENT SEC. TREAS - DIRECTOR827526

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Apr 1975About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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