Bryan C. Wegner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Charles Wegner was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1975. Bryan had worked at 6 firms and has passed the Series 63, Series 15, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1991 - November 3, 1994
STUART, COLEMAN & CO., INC.
May 17, 1991 - June 28, 1991
STUART, COLEMAN & CO., INC.
June 30, 1986 - June 9, 1989
KIDDER, PEABODY & CO. INCORPORATED
September 16, 1977 - May 28, 1986
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
April 24, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/7/1982
Foreign Currency Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamCurrent Firm
STUART, COLEMAN & CO., INC.
CRD#: 8642 / SEC#: , 8-25824
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
