Joplin M. Wallace
Professional summary
Joplin Maycomb Weeks Wallace is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Burlington, Vermont.
Joplin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Joplin has worked at 1 firm and has passed the Series 65 and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joplin Maycomb Weeks Wallace's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
MASCOMA WEALTH MANAGEMENT
Office #1: 180 Battery Street Suite 205, Burlington, VT 05401Primary Firm SEC Registration
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/14/2025)
Exams
Current Firm
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,127 |
| AUM (Assets Under Management) | $ 504,692,004 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/07/2025 |
Red Flags
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