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Craig A. Lucey
LUCEY WEALTH ADVISORS LLC
Sebastopol, CA
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CRD#: 8071538
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Professional summary
Craig Alexander Lucey is a registered financial advisor currently at LUCEY WEALTH ADVISORS LLC located in Sebastopol, California.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Craig has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Alexander Lucey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2025 - Present
LUCEY WEALTH ADVISORS LLC
RIA
CRD#: 317601
Sebastopol, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/14/2025)
Current Firm
LW
LUCEY WEALTH ADVISORS LLC
LUCEY WEALTH ADVISORS LLC
CRD#: 317601 / SEC#:
California
Registered Investment Advisory firm - (12/9/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Sebastopol, CA
Mailing Address
Phone number
(707) 217-0774
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 10,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
