William S. Neely

JFG FAMILY OFFICE

Dallas, TX 75219

CRD#: 8071493

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Professional summary

William Stanley Neely is a registered financial advisor currently at JFG FAMILY OFFICE located in Dallas, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. William has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Stanley Neely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2026 - Present

JFG FAMILY OFFICE

Office #1: 4020 Maple Ave Suite 525, Dallas, TX 75219

RIA

CRD#: 125101

Dallas, TX

Past

April 14, 2025 - March 17, 2026

TOLLESON PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 111838

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JFG FAMILY OFFICE

JFG | JOHNSON FINANCIAL GROUP LLC | JOHNSON FAMILY OFFICE | JFG FAMILY OFFICE

CRD#: 125101 / SEC#: 801-79223

RIA

Registered Investment Advisory firm - (3/7/2014 Approved)

Colorado

Registered Investment Advisory firm - (4/25/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

JFG FAMILY OFFICE

JFG | JOHNSON FINANCIAL GROUP LLC | JOHNSON FAMILY OFFICE | JFG FAMILY OFFICE

CRD#: 125101 / SEC#: 801-79223

RIA

Registered Investment Advisory firm - (3/7/2014 Approved)

Colorado

Registered Investment Advisory firm - (4/25/2014 Terminated)

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Contact information

Main Address

1144 Fifteenth Street Suite 3950, Denver, CO 80202

Mailing Address

Phone number

(720) 475-1195

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHNSON FINANCIAL GROUP FORM ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	861
AUM (Assets Under Management)	$ 2,745,499,208

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/13/2025	Cover Page	Report
12/09/2024	Cover Page	Report
02/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William S. Neely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Stanley Neely's CRS (Customer Relationship Summary).

Certified licenses

Experience

JFG FAMILY OFFICE

TOLLESON PRIVATE WEALTH MANAGEMENT

Primary Firm SEC Registration

JFG FAMILY OFFICE

State Registrations and Notice Filings

Exams

Current Firm

JFG FAMILY OFFICE

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JFG FAMILY OFFICE

TRUST BUT VERIFY

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