Michael D. Koontz

INTEGRITY FINANCIAL ADVISORS

Forest, VA

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CRD#: 807069

Professional summary

Michael Dale Koontz, who also goes by Mike Koontz, is a registered financial advisor currently at INTEGRITY FINANCIAL ADVISORS, LLC located in Forest, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Michael has worked at 13 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Koontz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TELADOC:THIS IS TELEMEDICINE, NON INVESTMENT RELATED. REP SELLS THIS CONVENIENCE IN CONJUNCTION WITH HIS HEALTH CARE INSURANCE. 5 HOURS PER MONTH DURING TRADING HOURS. REP IS AN IAR THROUGH INTEGRITY FINANCIAL ADVISORS, LLC: 10 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Koontz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2021 - Present

INTEGRITY FINANCIAL ADVISORS, LLC

RIA

CRD#: 313369

Forest, VA

Past

January 3, 2020 - July 6, 2021

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

Charlotte, NC

Past

February 19, 2015 - December 31, 2019

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

SAN RAMON, CA

Past

February 4, 2014 - February 20, 2015

COINBASE CAPITAL MARKETS CORP

RIA

CRD#: 10722

CHARLOTTE, NC

Past

January 3, 2014 - December 31, 2021

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

CHARLOTTE, NC

Past

May 9, 2007 - December 31, 2013

KCD FINANCIAL, INC.

RIA

CRD#: 127473

CHARLOTTE, NC

Past

May 9, 2007 - December 31, 2013

KCD FINANCIAL, INC.

CRD#: 127473

CHARLOTTE, NC

Past

May 3, 1999 - July 26, 1999

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 1, 1996 - May 10, 2007

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CHARLOTTE, NC

Past

January 4, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 28, 1988 - December 31, 1988

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

October 31, 1986 - November 16, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

September 23, 1985 - November 10, 1986

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

June 29, 1982 - April 10, 1985

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

April 18, 1975 - May 26, 1982

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

April 18, 1975 - November 4, 1983

OSAIC FA, INC.

CRD#: 3978

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/29/2022)

IAR

Texas
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/14/1975

Registered Representative Examination

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

400 Tradecenter Suite 3990, Woburn, MA 01801

Mailing Address

Phone number

(978) 338-4830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFA ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 124,354,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Koontz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Koontz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY WEALTH MANAGEMENT, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

COINBASE CAPITAL MARKETS CORP

FORTUNE FINANCIAL SERVICES, INC.

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

PARK AVENUE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

FOCUS SECURITIES, INC.

GUARDIAN INVESTOR SERVICES LLC

WS GRIFFITH SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

INTEGRITY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1982

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/14/1975

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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