CO
Casey O'toole
JANNEY MONTGOMERY SCOTT
CLARION, PA 16214
Some features on this profile are disabled
CRD#: 8070318
CO
Casey O'tooleJANNEY MONTGOMERY SCOTT
Professional summary
Casey O'toole, who also goes by Casey Layton O'toole, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Clarion, Pennsylvania.
Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Casey has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Casey Layton O'toole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clarion County Housing Authority, Clarion PA. The Authority manages state funds for the purposes of providing housing to families in need. Board Member (01/2020) - part of a group of 6 individuals that help the director of the authority appropriate state funding. Not compensated, investment related, 2 hrs./month. Clarion County Redevelopment Authority - Board Member/Vice President - Since 2020 The redevelopment authority is tasked with managing blighted properties in Clarion County. These properties may be 1) Donated by the property owner, at which time the CCRA will either rehabilitate or demolish the real property. 2) or the CCRA may exercise landbank powers to take possession from tax/sheriff sale. The intent of the organization is to rehabilitate/demolish dilapidated property and resell that property/lot for use/improvement. I spend 1.5 hours per month during trading hours serving this board. Clarion County Housing Development Corporation - Board Member/Vice President - Since 2022 This 501c-3 organization purchases and rehabilitates low-income housing in Clarion County. The Clarion County Redevelopment Authority and the Clarion County Housing & Development Corporation work hand in hand to leverage state and federal grants in order to meet the same goal. Providing those in need with shelter. I devote 1.5 hours to this organization per month during trading hours. It is important to note that while both operate independently, both the Clarion County Redevelopment Authority and the Clarion County Housing & Development Corporation are subsidiaries of the Clarion County Housing Authority, which is funded by the Department of Housing and Urban Development. Clarion Rotary - Member since 2008 I am not an active board member at this time but do volunteer on a regular basis to the equivalent of 4 hours per month during trading hours. The business is not investment related. Edenburg Masonic Lodge #550 I am not an active board member at this time but do volunteer on a regular basis to the equivalent of 2 hours per month. All hours are devoted after trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Casey O'toole's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Casey O'toole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 162 South Second Avenue Applewood Center, Clarion, PA 16214RIA
BD
CRD#: 463
CLARION, PA
Current
May 12, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 162 South Second Avenue Applewood Center, Clarion, PA 16214RIA
BD
CRD#: 463
CLARION, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/20/2025)
RR
Colorado(6/20/2025)
RR
Delaware(6/20/2025)
RR
Florida(6/20/2025)
RR
Georgia(6/20/2025)
RR
Idaho(6/20/2025)
RR
Illinois(6/20/2025)
RR
Indiana(6/20/2025)
RR
Kentucky(6/20/2025)
RR
Maryland(6/20/2025)
RR
Massachusetts(6/20/2025)
RR
Michigan(7/15/2025)
RR
Montana(6/20/2025)
RR
New Jersey(7/20/2026)
RR
New Mexico(6/20/2025)
RR
New York(6/20/2025)
RR
North Carolina(6/24/2025)
RR
Ohio(6/20/2025)
RR
Pennsylvania(5/28/2025)
IAR
Pennsylvania(5/28/2025)
RR
South Carolina(6/20/2025)
RR
South Dakota(6/20/2025)
RR
Tennessee(6/20/2025)
RR
Texas(6/20/2025)
IAR
Texas(6/20/2025)
RR
Virginia(6/20/2025)
RR
Wisconsin(6/20/2025)
RR
Wyoming(8/7/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...
Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
