Edward H. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Harry Peterson was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1975. Edward had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1998 - October 10, 2012
WOLFE & HURST BOND BROKERS INC.
July 13, 1998 - October 28, 1998
INTERCAPITAL INTERNATIONAL INC.
December 11, 1995 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
March 6, 1984 - November 27, 1995
WOLFE & HURST BOND BROKERS INC.
August 24, 1976 - February 28, 1984
MULLER AND COMPANY, INC.
April 4, 1975 - December 17, 1975
VILAS & HICKEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/31/1975
Registered Representative ExaminationCurrent Firm
WOLFE & HURST BOND BROKERS INC.
CRD#: 8288 / SEC#: , 8-24924
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
