AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DG

Daniel Gandara

FCF SECURITIES AND DERIVATIVES
CHICAGO, IL 60605
CRD#: 8069461
Some features on this profile are disabled
DG
Daniel GandaraFCF SECURITIES AND DERIVATIVES

Professional summary

Daniel Gandara is a registered financial professional currently at FCF SECURITIES AND DERIVATIVES LLC located in Chicago, Illinois.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2025. Daniel has worked at 1 firm and has passed the Series 7TO, Series 57TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Gandara's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2025 - Present

FCF SECURITIES AND DERIVATIVES LLC

Office #1: 425 S. Financial Place Ste. 1575, Chicago, IL 60605
BD
CRD#: 157067
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/2/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/3/2025
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 3/15/2025
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

FS
FCF SECURITIES AND DERIVATIVES LLC
FCF SECURITIES AND DERIVATIVES LLC | FOG EQUITIES LLC | FOG EQUITIES

CRD#: 157067 / SEC#: , 8-68831

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information

Main Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605
Phone number
(312) 663-2712
Established
Delaware since 04/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC100% DIRECT OWNER
MCDEVITT, BERNARD EDWARDCEO2734672
POSTREL, HELENE BERSONPRINCIPAL OPERATIONS OFFICER2240945
POSTREL, HELENE BERSONPRINCIPAL FINANCIAL OFFICER2240945
POSTREL, HELENE BERSONFINOP2240945
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FCF SECURITIES AND DERIVATIVES LLC

CRD#: 157067Chicago, IL 60605

TRUST BUT VERIFY

Monitor Daniel Gandara

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
CHICAGO, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
CHICAGO, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.