Daniel Gandara
Professional Summary
Daniel Gandara is a registered financial advisor currently at FCF SECURITIES AND DERIVATIVES LLC located in Chicago, Illinois. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2025. Daniel has worked at 1 firm and has passed the Series 7TO, Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
FCF SECURITIES AND DERIVATIVES LLC | FOG EQUITIES LLC | FOG EQUITIES
Contact Information
Main Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605Mailing Address
425 S. Financial Place Ste. 1575, Chicago, IL 60605Phone Number
(312) 663-2712Established
Delaware since 04/01/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Gandara's CRS (Customer Relationship Summary).
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