Gary E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Elliott Miller was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1975. Gary had worked at 23 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2007 - December 17, 2009
BROKERSXPRESS LLC
July 11, 2005 - January 24, 2007
M.L. STERN & CO., LLC.
March 5, 2003 - August 30, 2004
EQUITY SERVICES, INC.
February 11, 2002 - June 12, 2002
FIRST ALLIED SECURITIES, INC.
September 30, 1999 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
May 4, 1995 - September 30, 1999
W.J. GALLAGHER & COMPANY, INC.
April 30, 1993 - March 2, 1995
BROOKSTREET SECURITIES CORPORATION
April 2, 1992 - December 31, 1992
VANGUARD CAPITAL
April 26, 1989 - December 4, 1990
TOLUCA PACIFIC SECURITIES CORP.
March 16, 1988 - February 2, 1989
C. L. MCKINNEY & CO., INC.
March 5, 1986 - February 18, 1988
W.J. GALLAGHER & COMPANY, INC.
August 12, 1985 - February 4, 1986
CHRISTOPHER WEIL & COMPANY, INC
December 24, 1984 - August 26, 1985
THE TAGGART COMPANY LTD.
July 18, 1984 - October 10, 1984
TOLUCA PACIFIC SECURITIES CORP.
December 2, 1982 - July 13, 1984
MAUNEY COMPANY
January 25, 1982 - November 17, 1982
TRIQUEST FINANCIAL, INC.
May 1, 1981 - November 25, 1981
PAULSON INVESTMENT COMPANY LLC
January 31, 1980 - May 2, 1978
UBS FINANCIAL SERVICES INC.
November 15, 1978 - March 17, 1981
GALLAGHER, BOYLAN & COOK, INC.
October 18, 1978 - November 8, 1983
QUINCY CASS ASSOCIATES, INCORPORATED
January 31, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 5, 1977 - January 14, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
August 24, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
April 30, 1975 - August 12, 1976
REYNOLDS SECURITIES, INC.
April 9, 1975 - June 8, 1975
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
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