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Gary Elliott Miller

CRD# 806910·Registered 1975 - 2009
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Elliott Miller was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1975 - 2009. Gary had worked at 23 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

BROKERSXPRESS LLC·CRD# 127081
BD
Sacramento, CA
June 19, 2007 - December 17, 2009
M.L. STERN & CO., LLC.·CRD# 8327
BD
Sacramento, CA
July 11, 2005 - January 24, 2007
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
March 5, 2003 - August 30, 2004
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
February 11, 2002 - June 12, 2002
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
September 30, 1999 - February 11, 2002
W.J. GALLAGHER & COMPANY, INC.·CRD# 11097
BD
Pasadena, CA
May 4, 1995 - September 30, 1999
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
April 30, 1993 - March 2, 1995
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
April 2, 1992 - December 31, 1992
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
April 26, 1989 - December 4, 1990
C. L. MCKINNEY & CO., INC.·CRD# 2735
BD
March 16, 1988 - February 2, 1989
W.J. GALLAGHER & COMPANY, INC.·CRD# 11097
BD
March 5, 1986 - February 18, 1988
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
August 12, 1985 - February 4, 1986
THE TAGGART COMPANY LTD.·CRD# 10636
BD
December 24, 1984 - August 26, 1985
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
July 18, 1984 - October 10, 1984
MAUNEY COMPANY·CRD# 676
BD
December 2, 1982 - July 13, 1984
TRIQUEST FINANCIAL, INC.·CRD# 6596
BD
January 25, 1982 - November 17, 1982
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
May 1, 1981 - November 25, 1981
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - May 2, 1978
GALLAGHER, BOYLAN & COOK, INC.·CRD# 1109
BD
November 15, 1978 - March 17, 1981
QUINCY CASS ASSOCIATES, INCORPORATED·CRD# 686
BD
October 18, 1978 - November 8, 1983
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
January 31, 1978 - January 31, 1980
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED·CRD# 7394
BD
May 5, 1977 - January 14, 1978
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
August 24, 1976 - May 5, 1977
REYNOLDS SECURITIES, INC.·CRD# 712
BD
April 30, 1975 - August 12, 1976
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
April 9, 1975 - June 8, 1975

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Current Firm

BL
BROKERSXPRESS LLC

BROKERSXPRESS LLC | BXADVISORS | BX INSURANCE SERVICES | BX ASSET MANAGEMENT

CRD#: 127081 / SEC#: 801-66123, 8-65953
BD
Terminated by SEC on 02/05/2012

Contact Information

Established

Illinois since 03/26/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BROKERSXPRESS DISCLOSURE BROCHURE (5/25/2012)

Direct owners and executive officers

NamePositionCRD#
BROKERSXPRESS ILLINOIS, INC.MANAGING MEMBER—
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER1216310
METZGER, BARRY SCOTTCEO4719211
WETZEL, RONALD LEEFINANCIAL & OPERATIONS PRINCIPAL (FINOP)4671726

Disclosures

Regulatory Event

6

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Feb 1975About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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