Jack S. Pyms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Saul Pyms was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1975. Jack had worked at 4 firms and has passed the Series 63, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 1991 - July 15, 1991
FIRST CHOICE SECURITIES CORP.
March 29, 1990 - April 30, 1991
STATE CAPITAL MARKETS CORPORATION
May 16, 1985 - October 4, 1990
REAL PROPERTY SECURITIES, INC.
April 4, 1975 - July 21, 1981
P-S SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 12/14/1974
Financial Principal ExaminationSeries 00
Date: 12/7/1974
General Securities Principal ExaminationCurrent Firm
FIRST CHOICE SECURITIES CORP.
CRD#: 17021 / SEC#: , 8-34926
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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