Callie C. Johnson

FINANCIAL FORUM

SPOKANE, WA 99202

Some features on this profile are disabled

CRD#: 8067991

Professional summary

Callie Catherine Johnson is a registered financial advisor currently at FINANCIAL FORUM, INC. located in Spokane, Washington.

Callie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Callie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 07/28/2026 - Insurance Sales - Spokane, WA - Less than 2 hours per month 2- 12/05/2025 - Made With Love LLC - Sale of Business - Not Investment Related - Spokane, WA - Start Date 08/04/2015 - 0 hours per month/ during trading 3- 12/05/2025 - GONZAGA UNIVERSITY - Non-Profit Board Member - Not Investment Related - Spokane, WA - Start Date 09/12/2025 - 1 hour per month/ 0 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Catherine Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2026 - Present

FINANCIAL FORUM, INC.

Office #1: 501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202

RIA

CRD#: 307740

SPOKANE, WA

Past

March 6, 2026 - April 16, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE, WA

Past

January 16, 2026 - April 16, 2026

LPL FINANCIAL LLC

CRD#: 6413

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL FORUM, INC.

CRD#: 307740 / SEC#: 801-118241

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2026

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/16/2026

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/17/2025

Securities Industry Essentials Examination

Current Firm

FINANCIAL FORUM, INC.

CRD#: 307740 / SEC#: 801-118241

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202

Mailing Address

Phone number

(509) 458-5373

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-APPENDIX 1 (3/24/2025)

ADV PART 2A-2B (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,987
AUM (Assets Under Management)	$ 276,047,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Zhenyang Zhu

PEAK6 CAPITAL MANAGEMENT LLC

CHICAGO, IL

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

IAR

Anaheim Hills, CA

Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Callie C. Johnson

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Catherine Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL FORUM, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

FINANCIAL FORUM, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2026

Series 7TO

Date: 1/16/2026

SIE

Date: 10/17/2025

Current Firm

FINANCIAL FORUM, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FORUM, INC.

TRUST BUT VERIFY

Similar Advisors