Chinna B. Boddipalli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chinna Babu Boddipalli was a registered financial professional .
Chinna is a previously registered financial professional and started their career in finance in 1975. Chinna had worked at 9 firms and has passed the Series 63, Series 5, Series 7, Series 1, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1983 - February 6, 1991
B & A SECURITIES CORPORATION
March 14, 1983 - August 17, 1983
WALL STREET FINANCIAL INC.
August 18, 1982 - April 21, 1983
LPL FINANCIAL LLC
April 3, 1979 - September 27, 1982
KIDDER, PEABODY & CO. INCORPORATED
May 5, 1978 - March 26, 1979
DAIN RAUSCHER INCORPORATED
September 1, 1976 - May 5, 1978
DAIN, KALMAN & QUAIL, INCORPORATED
April 7, 1975 - June 22, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
April 7, 1975 - June 22, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 1975 - June 22, 1976
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/31/1981
Interest Rate Options ExaminationSeries 1
Date: 4/3/1975
Registered Representative ExaminationCurrent Firm
B & A SECURITIES CORPORATION
CRD#: 14390 / SEC#: , 8-30607
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
