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EJ

Elysha A. Johnston

UBS FUND SERVICES (USA)
HARTFORD, CT 06103
CRD#: 8067864
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EJ
Elysha Ann JohnstonUBS FUND SERVICES (USA)

Professional summary

Elysha Ann Johnston, who also goes by Elysha Ann Tenenbaum, is a registered financial professional currently at UBS FUND SERVICES (USA) LLC located in Hartford, Connecticut.

Elysha is registered as a RR (Registered Representative) and started their career in finance in 2025. Elysha has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Elysha Ann Tenenbaum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elysha Ann Johnston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2025 - Present

UBS FUND SERVICES (USA) LLC

Office #1: 10 State House Square 12th Floor, Hartford, CT 06103
BD
CRD#: 41848
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/23/2025)
RR
Alaska
(6/23/2025)
RR
Arizona
(6/23/2025)
RR
Arkansas
(6/23/2025)
RR
California
(6/20/2025)
RR
Colorado
(6/23/2025)
RR
Connecticut
(6/23/2025)
RR
Delaware
(6/23/2025)
RR
District of Columbia
(6/23/2025)
RR
Florida
(6/23/2025)
RR
Georgia
(6/23/2025)
RR
Hawaii
(6/23/2025)
RR
Idaho
(6/23/2025)
RR
Illinois
(6/23/2025)
RR
Indiana
(6/23/2025)
RR
Iowa
(6/23/2025)
RR
Kansas
(6/23/2025)
RR
Kentucky
(6/23/2025)
RR
Louisiana
(6/23/2025)
RR
Maine
(6/23/2025)
RR
Maryland
(6/23/2025)
RR
Massachusetts
(6/23/2025)
RR
Michigan
(6/23/2025)
RR
Minnesota
(6/23/2025)
RR
Mississippi
(6/23/2025)
RR
Missouri
(6/23/2025)
RR
Montana
(6/23/2025)
RR
Nebraska
(6/23/2025)
RR
Nevada
(6/23/2025)
RR
New Hampshire
(6/23/2025)
RR
New Jersey
(6/23/2025)
RR
New Mexico
(6/23/2025)
RR
New York
(6/23/2025)
RR
North Carolina
(6/23/2025)
RR
North Dakota
(6/23/2025)
RR
Ohio
(6/24/2025)
RR
Oklahoma
(6/23/2025)
RR
Oregon
(6/23/2025)
RR
Pennsylvania
(6/23/2025)
RR
Rhode Island
(6/23/2025)
RR
South Carolina
(6/23/2025)
RR
South Dakota
(6/23/2025)
RR
Tennessee
(6/23/2025)
RR
Texas
(6/23/2025)
RR
Utah
(6/23/2025)
RR
Vermont
(6/23/2025)
RR
Virgin Islands
(6/23/2025)
RR
Virginia
(6/23/2025)
RR
Washington
(6/23/2025)
RR
West Virginia
(6/23/2025)
RR
Wisconsin
(6/23/2025)
RR
Wyoming
(6/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/20/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

UF
UBS FUND SERVICES (USA) LLC
ALLEGIS CAPITAL LLC | UBS FUND SERVICES (USA) LLC | UBS ASSET MANAGEMENT, REAL ESTATE - US

CRD#: 41848 / SEC#: , 8-49596

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Mailing Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Phone number
(860) 616-9000
Established
Delaware since 06/30/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UBS REALTY INVESTORS LLCMEMBER
HORAN, KATHLEEN ELIZABETHFINOP/CFO5188874
KAPILOFF, STEVEN MARKGENERAL COUNSEL/SECRETARY6363927
O'SHEA, THOMAS JAMESPRESIDENT/CEO4803329
PILE, NICHOLAS SIMONCHIEF COMPLIANCE OFFICER2727759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UBS FUND SERVICES (USA) LLC

CRD#: 41848Hartford, CT 06103

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