William B. Wigton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Benson Wigton was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 6 firms and has passed the Series 63, Series 72, Series 79TO, SIE, Series 52, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1992 - October 11, 2022
MERRION SECURITIES, LLC
March 22, 1989 - June 8, 1992
SCULLY BROTHERS & FOSS
March 18, 1982 - March 20, 1989
LAZARD FRERES & CO. LLC
July 30, 1979 - February 17, 1982
SBC WARBURG DILLON READ INC.
December 29, 1975 - June 17, 1979
MORGAN STANLEY & CO., INCORPORATED
March 20, 1975 - February 2, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MERRION SECURITIES, LLC
CRD#: 30145 / SEC#: , 8-44770
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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