William R. Barton

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Las Vegas, NV 89135

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CRD#: 8066281

Professional summary

William Roy Michael Barton, who also goes by Mike Barton, is a registered financial advisor currently at THE INVESTMENT COUNSEL COMPANY OF NEVADA located in Las Vegas, Nevada.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Barton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roy Michael Barton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Office #1: 10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135

RIA

CRD#: 19608

Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INVESTMENT COUNSEL COMPANY OF NEVADA

FIDELITY FINANCIAL GROUP, INC. | THE INVESTMENT COUNSEL COMPANY OF NEVADA | THE INVESTMENT COUNSEL COMPANY

CRD#: 19608 / SEC#: 801-32353, 8-37685

RIA

Registered Investment Advisory firm - SEC (8/5/1988 Approved)

Terminated by SEC on 03/07/2011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2024

Uniform Investment Adviser Law Examination

Current Firm

THE INVESTMENT COUNSEL COMPANY OF NEVADA

FIDELITY FINANCIAL GROUP, INC. | THE INVESTMENT COUNSEL COMPANY OF NEVADA | THE INVESTMENT COUNSEL COMPANY

CRD#: 19608 / SEC#: 801-32353, 8-37685

RIA

Registered Investment Advisory firm - SEC (8/5/1988 Approved)

Terminated by SEC on 03/07/2011

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Contact information

Main Address

10000 W. Charleston Blvd. Suite 280, Las Vegas, NV 89135

Mailing Address

Phone number

(702) 871-8510

Established

Nevada since 03/26/1987

Firm type

Other Types of Legal Formation

Fiscal year end

December

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (3/29/2025)

Direct owners and executive officers

Name	Position	CRD#
GARCIA FAMILY TRUST DTD 8/29/91, RANDY A. GARCIA & STACI R. GARCIA TTEES	TRUST
GARCIA, RANDY ANTHONY	DIRECTOR	862041
PARKER, WILHAMINA KATHLEEN ROPERO	PRESIDENT / CHIEF COMPLIANCE OFFICER	2908023
STACI ROBERTS GARCIA	DIRECTOR

Regulatory assets under management

Total Number of Accounts	2,306
AUM (Assets Under Management)	$ 1,838,311,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Roy Michael Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Primary Firm SEC Registration

THE INVESTMENT COUNSEL COMPANY OF NEVADA

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2024

Current Firm

THE INVESTMENT COUNSEL COMPANY OF NEVADA

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT COUNSEL COMPANY OF NEVADA

TRUST BUT VERIFY

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