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MW

Melanie Wang

CONNING INVESTMENT PRODUCTS
Chicago, IL 60606-3417
CRD#: 8065721
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MW
Melanie WangCONNING INVESTMENT PRODUCTS

Professional summary

Melanie Wang is a registered financial professional currently at CONNING INVESTMENT PRODUCTS, INC. located in Chicago, Illinois.

Melanie is registered as a RR (Registered Representative) and started their career in finance in 2026. Melanie has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melanie Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 9, 2026 - Present

CONNING INVESTMENT PRODUCTS, INC.

Office #1: 200 West Madison Street #2800, Chicago, IL 60606-3417
RIA
BD
CRD#: 120387
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONNING INVESTMENT PRODUCTS, INC.
CONNING | CONNING RESEARCH & CONSULTING, INC. | CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387 / SEC#: 801-79816, 8-66444

RIA
Registered Investment Advisory firm - SEC (6/5/2014 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(4/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/9/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/9/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CONNING INVESTMENT PRODUCTS, INC.
CONNING | CONNING RESEARCH & CONSULTING, INC. | CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387 / SEC#: 801-79816, 8-66444

RIA
Registered Investment Advisory firm - SEC (6/5/2014 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Financial Plaza 755 Main Street, Hartford, CT 06103
Mailing Address
One Financial Plaza, Hartford, CT 06103-2627
Phone number
(860) 299-2000
Established
Delaware since 02/13/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
8

SEC notice filing (1 States and Territories)

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MARCH 2025 (3/27/2025)

Direct owners and executive officers

NamePositionCRD#
CONNING & COMPANYSHAREHOLDER
BRADFORD, LINWOOD EARLE JRCHAIR BOARD OF DIRECTORS4179446
DALY, MATTHEW KENNETHPRESIDENT & HEAD OF SALES/ BOARD MEMBER2638773
GEORGE, KENNETH RONALDFINOP2643369
LEE, JUNG WONMANAGING DIRECTOR, CFO & COO, BOARD MEMBER2791334
PEARCE, ROBERT STEDMANMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER1991468
SMALLEY, VI (VIOLA) R.CHIEF LEGAL COUNSEL/CORPORATE SECRETARY5899872

Regulatory assets under management

Total Number of Accounts9
AUM (Assets Under Management)$ 517,711,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387Chicago, IL 60606-3417

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