James Robert Hicks
Professional Summary
James Robert Hicks was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1975 - 2014. James had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
APPLIED BENEFIT STRATEGIES, INC. | TRINITY WEALTH MANAGEMENT, INC. | TRINITY FINANCIAL SERVICES, INC.
Contact Information
Main Address
43252 Woodward Ave. Ste.205, Bloomfield Hills, MI 48302Phone Number
(248) 454-1996# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
213AUM (Assets Under Management)
$91,500,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Mar 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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