Thomas W. St Hilaire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wilfred St Hilaire, who also goes by Thomas Wilfred Sthilaire, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1975. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 26 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - February 16, 2024
MIDWEST FINANCIAL PARTNERS
January 30, 2014 - December 31, 2017
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - December 31, 2017
VOYA FINANCIAL ADVISORS, INC.
January 1, 1996 - January 1, 2004
LOCUST STREET SECURITIES, INC.
November 21, 1994 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
January 1, 1990 - November 16, 1994
GUARDIAN INVESTOR SERVICES LLC
March 22, 1983 - January 2, 1990
OLD SLIP CAPITAL MANAGEMENT, INC.
April 1, 1975 - June 3, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
MIDWEST FINANCIAL PARTNERS
CRD#: 173790 / SEC#: 801-80667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/27/1975
Registered Representative ExaminationCurrent Firm
MIDWEST FINANCIAL PARTNERS
CRD#: 173790 / SEC#: 801-80667
Contact information
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,795 |
| AUM (Assets Under Management) | $ 1,516,471,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2025 | ||
| 07/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWEST FINANCIAL PARTNERS
Founder, Firm Policy Board Member, Investment Committee MemberCRD#: 173790TRUST BUT VERIFY
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